Paul Andrews, outgoing Secretary General of the International Organization of Securities Commissions, joins us to discuss global coordination of financial …
Policy in Pieces
Protecting Investors (with Barbara Roper)
Barbara Roper, director for investor protection at the Consumer Federation of America, has spent more than three decades advocating for American investors and …
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Market Self Regulation (with Tom Selman)
Tom Selman, former head of policy for FINRA, discusses how the regulatory organization supervises conduct at securities brokers and dealers, the meaning of a …
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Crime and Crypto (with Dave Michaels)
Wall Street Journal reporter Dave Michaels talks about his tradecraft in covering the enforcement of regulation in financial markets, political views on pursuit …
From Regulator to Regulated (with Dan Gallagher)
In our inaugural episode “From Regulator to Regulated,” Robinhood Chief Legal Officer Dan Gallagher discusses how the FinTech disrupter is challenging the …
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